# Filters and Ringing: Part 10

There’s one last thing that I alluded to in a previous part of this series that now needs discussing before I wrap up the topic. Up to now, we’ve looked at how a filter behaves, both in time and magnitude vs. frequency. What we haven’t really dealt with is the question “why are you using a filter in the first place?”

Originally, equalisers were called that because they were used to equalise the high frequency levels that were lost on long-distance telephone transmissions. The kilometres of wire acted as a low-pass filter, and so a circuit had to be used to make the levels of the frequency bands equal again.

Nowadays we use filters and equalisers for all sorts of things – you can use them to add bass or treble because you like it. A loudspeaker developer can use them to correct linear response problems caused by the construction or visual design of the device. They can be used to compensate for the acoustical behaviour of a listening room. Or they can be used to compensate for things like hearing loss. These are just a few examples, but you’ll notice that three of the four of them are used as compensation – just like the original telephone equalisers.

Let’s focus on this application. You have an issue, and you want to fix it with a filter.

IF the problem that you’re trying to fix has a minimum phase characteristic, then a minimum phase filter (implemented either as an analogue circuit or in a DSP) can be used to “fix” the problem not only in the frequency domain – but also in the time domain. IF, however, you use a linear phase filter to fix a minimum phase problem, you might be able to take care of things on a magnitude vs. frequency analysis, but you will NOT fix the problem in the time domain.

This is why you need to know the time-domain behaviour of the problem to choose the correct filter to fix it.

For example, if you’re building a room compensation algorithm, you probably start by doing a measurement of the loudspeaker in a “reference” room / location / environment. This is your target.

You then take the loudspeaker to a different room and measure it again, and you can see the difference between the two.

In order to “undo” this difference with a filter (assuming that this is possible) one strategy is to start by analysing the difference in the two measurements by decomposing it into minimum phase and non-minimum phase components. You can then choose different filters for different tasks. A minimum phase filter can be used to compensate a resonance at a single frequency caused by a room mode. However, the cancellation at a frequency caused by a reflection is not minimum phase, so you can’t just use a filter to boost at that frequency. An octave-smoothed or 1/3-octave smoothed measurement done with pink noise might look like you fixed the problem – but you’ve probably screwed up the time domain.

Another, less intuitive example is when you’re building a loudspeaker, and you want to use a filter to fix a resonance that you can hear. It’s quite possible that the resonance (ringing in the time domain) is actually associated with a dip in the magnitude response (as we saw earlier). This means that, although intuition says “I can hear the resonant frequency sticking out, so I’ll put a dip there with a filter” – in order to correct it properly, you might need to boost it instead. The reason you can hear it is that it’s ringing in the time domain – not because it’s louder. So, a dip makes the problem less audible, but actually worse. In this case, you’re actually just attenuating the symptom, not fixing the problem – like taking an Asprin because you have a broken leg. Your leg is still broken, you just can’t feel it.

# Heavy Metal Analogue

In order to explain the significance of the following story, some prequels are required.

Prequel #1: I’m one of those people who enjoys an addiction to collecting what other people call “junk” – things you find in flea markets, estate sales, and the like. Normally I only come home with old fountain pens that need to be restored, however, occasionally, I stumble across other things.

Prequel #2: Many people have vinyl records lying around, but not many people know how they’re made. The LP that you put on your turntable was pressed from a glob of molten polyvinyl-chloride (PVC), pressed between two circular metal plates called “stampers” that had ridges in them instead of grooves. Easy of those stampers was made by depositing layers of (probably) nickel on another plate called a “metal mother” which is essentially a metal version of your LP. That metal mother was made by putting layers on a “metal master” (also with ridges instead of grooves) which was probably a lamination of tin, silver, and nickel that was deposited in layers on an acetate lacquer disc, which is the original, cut on a lathe. (Yes, there are variations on this process, I know…) The thing to remember in this process is

• there are three “playable” versions of the disc in this manufacturing process: your LP, the metal mother, and the original acetate that was cut on the lathe
• there are two other non-playable versions that are the mirror images of the disc: the metal master and the stamper(s).

(If you’d like to watch this process, check out this video.)

Prequel #3: One of my recurring tasks in my day-job at Bang & Olufsen is to do the final measurements and approvals for the Beogram 4000c turntables. These are individually restored by hand. It’s not a production-line – it really is a restoration process. Each turntable has different issues that need to be addressed and fixed. The measurements that I do include:

• verification of the gain and response of the two channels in the newly-built RIAA preamplifier
(this is done electrically, by connecting the output of my sound card into the input of the RIAA instead of using a signal from the pickup)
• checking the sensitivity and response of the two channels from vinyl to output
• checking the wow and flutter of the drive mechanism
• checking the channel crosstalk as well as the rumble

The last three of these are done by playing specific test tracks off an LP with signals on it, specifically designed for this purpose. There are sine wave sweeps, sine waves at different signal levels, a long-term sine wave at a high-ish frequency (for W&F measurements), and tracks with silence. (In addition, each turntable is actually tested twice for Wow and Flutter, since I test the platter and bearing before it’s assembled in the turntable itself…)

Prequel #4: Once-upon-a-time, Bang & Olufsen made their own pickup cartridges (actually, it goes back to steel needles). Initially the SP series, and then the MMC series of cartridges. Those were made in the same building that I work in every day – about 50 m from where I’m sitting right now. B&O doesn’t make the cartridges any more – but back when they did, each one was tested using a special LP with those same test tracks that I mentioned above. In fact, the album that they used once-upon-a-time is the same album that I use today for testing the Beogram 4000c. The analysis equipment has changed (I wrote my own Matlab code to do this rather than to dust off the old B&K measurement gear and the B&O Wow and Flutter meter…)

If you’ve read those four pieces of information, you’ll understand why I was recently excited to stumble across a stamper of the Bang & Olufsen test LP, with a date on the sleeve reading 21 March, 1974. It’s funny that, although the sleeve only says that it’s a Bang & Olufsen disc, I recognise it because of the pattern in the grooves (which should give you an indication of how many times I’ve tested the turntables) – even if they’re the mirror image of the vinyl disc.

Below, you can see my latest treasure, pictured with an example of the B&O test disc that I use. It hasn’t “come home” – but at least it’s moved in next-door.

P.S. Since a couple of people have already asked, the short answer is “no”. The long answers are:

• No, the test disc is no longer available – it never was outside of the B&O production area. However, if you can find a copy of the Brüel and Kjær QR 2010 disc, it’s exactly the same. I suspect that the two companies got together to produce the test disc in the 70s. However, there were also some publicly-available discs by B&O that included some test tones. These weren’t as comprehensive as the “real” test discs like the ones accompanying the DIN standards, or the ones from CBS and JVC.
• No, the metal master is no longer in good enough shape to use to make a new set of metal mothers and stampers. Too bad… :-(

P.P.S. If you’re interested in the details of how the tests are done on the Beogram 4000c turntables, I’ve explained it in the Technical Sound Guide, which can be downloaded using the link at the bottom of this page. That document also has a comprehensive reading list if you’re REALLY interested or REALLY having trouble sleeping.

# “High-Res” Audio: Part 13: Wrapping up

As I’ve stated a couple of times through this series, my reason for writing this stuff was not to prove that high res audio is better or worse than normal res audio (whatever that is…). My reason was to highlight some of the advantages and disadvantages associated with LPCM audio at different bit depths and sampling rates. Just as a bullet-point summary of things-to-remember/consider (with some loose grouping):

• “High resolution audio” could mean
• “more than 16 bits per sample”
or
• “a sampling rate higher than 44.1 kHz”
or
• both.
• These two dimensions of the specifications have different implications on the signal

• Doubling the sampling rate only increases your audio bandwidth by 1 octave.
Yes, it’s twice as much information, but that’s only one octave. If you add an extra octave on top of a piano, you don’t get twice as many notes.
• Just because you have more bits per sample doesn’t mean that you are actually getting more resolution.
There are examples out there where a “24-bit recording” is just a 16-bit recording with 8 zeros stuck on the end.
• Just because you have a higher sampling rate doesn’t mean that you are actually getting a recording that was done at that sampling rate.
There are examples out there where, if you do a spectral analysis of a “high-res” recording, you’ll see the cutoff filter of the original 44.1 kHz recording.
• Just because you have a recording done at a higher sampling rate doesn’t mean that the extra information you get is actually useful.

• There are many cases where you want equipment that has higher specifications than your audio signal.
• If you have a volume control after the conversion to analogue, then 93 dB of dynamic range (16 bits, TPDF dithered) might be enough – especially if you listen to music with a limited dynamic range. However, if your volume control is in the digital domain, and you have a speaker that can play loudly, then you’ll probably want more dynamic range, and therefore more bits per sample hitting the DAC.

Like I said, I’m not here to tell you that one thing is better or worse than another thing.

As I said, my intention in writing all of this is to help you to never fall into the trap of assuming that “high resolution audio” is better than “normal resolution audio” in all respects.

More is not necessarily better, sometimes, it’s not even more. Don’t fall victim to misleading advertising.

# “High-Res” Audio: Part 12: Outputs

This series has flipped back and forth between talking about high resolution audio files & sources and the processing that happens in the equipment when you play it. For this posting, we’re going to deal exclusively with the playback side – regardless of the source content.

I work for a company that makes loudspeakers (among other things). All of the loudspeakers we make use digital signal processing instead of resistors, capacitors, and inductors because that’s the best way to do things these days…

Point 1: This means that our volume control is a gain (a multiplier) that’s applied to the digital signal.

We also make surround processors (most of our customers call them “televisions”) that take a multichannel audio input (these days, this is under the flag of “spatial audio”, but that’s just a new name on an old idea) and distribute the signals to multiple loudspeakers. Consequently, all of our loudspeakers have the same “sensitivity”. This is a measurement of how loud the output is for a given input.

Let’s take one loudspeaker model, Beolab 90, as an example. The sensitivity of this loudspeaker is set to be the same as all other Bang & Olufsen loudspeakers. Originally, this was based on an analogue signal, but has since been converted to digital.

Point 2: Specifically, if you send a 0 dB FS signal into a Beolab 90 set to maximum volume, then it will produce a little over 122 dB SPL at 1 m in a free field (theoretically).

Let’s combine points 1 and 2, with a consideration of bit depth on the audio signal.

If you have a DSP-based loudspeaker with a maximum output of 122 dB SPL, and you play a 16-bit audio signal with nothing but TPDF dither, then the noise floor caused by that dither will be 122 – 93 = 29 dB SPL which is pretty loud. Certainly loud enough for a customer to complain about the noise coming from their loudspeaker.

Now, you might say “but no one would play a CD at maximum volume on that loudspeaker” to which I say two things:

1. I do.
The “Banditen Galop” track from Telarc’s disc called “Ein Straussfest” has enough dynamic range that this is not dangerous. You just get very loud, but very short spikes when the gunshots happen.
2. That’s not the point I’m trying to make anyway…

The point I’m trying to make is that, if Beolab 90 (or any other Bang & Olufsen loudspeaker) used 16-bit DACs, then the noise floor would be 29 dB SPL, regardless of the input signal’s bit depth or dynamic range.

So, the only way to ensure that the DAC (or the bit depth of the signal feeding the DAC) isn’t the source of the noise floor from the loudspeaker is to use more than 16 bits at that point in the signal flow. So, we use a 24-bit DAC, which gives us a (theoretical) noise floor of 122 – 141 = -19 dB SPL. Of course, this is just a theoretical number, since there are no DACs with a 141 dB dynamic range (not without doing some very creative cheating, but this wouldn’t be worth it, since we don’t really need 141 dB of dynamic range anyway).

So, there are many cases where a 24-bit DAC is a REALLY good idea, even though you’re only playing 16-bit recordings.

Similarly, you want the processing itself to be running at a higher resolution than your DAC, so that you can control its (the DAC’s) signal (for example, you want to create the dither in the DSP – not hope that the DAC does it for you. This is why you’ll often see digital signal processing running at floating point (typically 32-bit floating point) or fixed point with a wider bit depth than the DAC.

# “High-Res” Audio: Part 10: The myth of temporal resolution

If you read about high resolution audio – or you talk to some proponents of it, occasionally you’ll hear someone talk about “temporal resolution” or “micro details” or some such nonsense… This posting is just my attempt to convince the world that this belief is a load of horse manure – and that anyone using timing resolution as a reason to use higher sampling rates has no idea what they’re talking about.

Now that I’ve gotten that off my chest, let’s look at why these people could be so misguided in their belief systems…

Many people use the analogy of film to explain sampling. Even I do this – it’s how I introduced aliasing in Part 3 of this series. This is a nice analogy because it uses a known concept (converting movement into a series of still “samples”, frame by frame) to explain a new one. It also has some of the same artefacts, like aliasing, so it’s good for this as well.

The problem is that this is just an analogy – digital audio conversion is NOT the same as film. This is because of the details when you zoom in on a time scale.

Film runs at 24 frames per second (let’s say that’s true, because it’s true enough). This means that the time between on frame of film being shot and the next frame being shot is 1/24th of a second. However, the shutter speed – the time the shutter is open to make each individual photograph is less than 1/24th of a second – possibly much less. Let’s say, for the purposes of this discussion, that it’s 1/100th of a second. This means that, at the start of the frame, the shutter opens, then closes 1/100th of a second later. Then, for about 317/10,000ths of a second, the shutter is closed (1/24 – 1/100 ≈ 317/10,000). Then the process starts again.

In film, if something happened while that shutter was closed for those 317 ten-thousandths of a second, whatever it was that happened will never be recorded. As far as the film is concerned, it never happened.

This is not the way that digital audio works. Remember that, in order to convert an analogue signal into a digital representation, you have to band-limit it first. This ensures (at least in theory…) that there is no signal above the Nyquist frequency that will be encoded as an alias (a different frequency) in the digital domain.

When that low-pass filtering happens, it has an effect in the time domain (it must – otherwise it wouldn’t have an effect in the frequency domain). Let’s look at an example of this…

Let’s say that you have an analogue signal that consists of silence and one almost-infinitely short click that is converted to LPCM digital audio. Remember that this click goes through the anti-aliasing low-pass filter, and then gets sampled at some time. Let’s also say that, by some miracle of universal alignment of planets and stars, that click happened at exactly the same time as the sample was measured (we’ll pretend that this is a big deal and I won’t suggest otherwise for the rest of this posting). The result could look like Figure 1.

If I zoom in on Figure 1 vertically, it looks like the plot in Figure 2.

There are at least three things to notice in these plots.

• Since the click happened at the same time as a sample, that sample value is high.
• Since the click happened at the same time as a sample, all other sample values are 0.
• Once the digital signal is converted back to analogue later (shown as the black line) the maximum point in the signal will happen at exactly the same time as the click

I won’t talk about the fact that the maximum sample value is lower than the original click yet… we’ll deal with that later.

Now, what would happen if the click did not occur at the same time as the sample time? For example, what if the click happened at exactly the half-way point between two samples? This result is shown in Figure 3.

Notice now that almost all samples have some non-zero value, and notice that the two middle samples (8 and 9) are equal. This means that when the signal is converted to analogue (as is shown with the black line) the time of maximum output is half-way between those two samples – at exactly the same time that the click happened.

Let’s try some more:

I could keep doing this all night, but there’s no point. The message here is, no matter when in time the click happened, the maximum output of the digital signal, after it’s been converted back to analogue, happens at exactly the same time.

But, you ask, what about all that “temporal smearing” – the once-pristine click has been reduced to a long wave that extends in time – both forwards and backwards? Waitaminute… how can the output of the system start a wave before something happened?

## Okay, okay…. calm down.

Firstly, I’ve made this example using only one type of anti-aliasing filter, and only one type of reconstruction filter. The waveforms I’ve shown here are valid examples – but so are other examples… This depends on the details of the filters you use. In this case, I’m using “linear phase” filters which are symmetrical in time. I could have used a different kind of filter that would have looked different – but the maximum point of energy would have occurred at the same time as the click. Because of this temporal symmetry, the output appears to be starting to ring before the input – but that’s only because of the way I plotted it. In reality, there is a constant delay that I have removed before doing the plotting. It’s just a filter, not a time machine.

Secondly, the black line is exactly the same signal you would get if you stayed in the analogue domain and just filtered the click using the two filters I just mentioned (because, in this discussion, I’m not including quantisation error or dither – they have already been discussed as a separate topic…) so the fact that the signal was turned into “digital” in between was irrelevant.

Thirdly, you may still be wondering why the level of the black line is so low compared to the red line. This is because the energy is distributed in time – so, in fact, if you were to listen to these two clicks, they’d sound like they’re the same level. Another way to say it is that the black line shows exactly the same as if the red curve was band-limited. The only thing missing is the upper part of the frequency band. (You may notice that I have not said anything about the actual sampling rate in any of this posting, because it doesn’t matter – the overall effect in the time domain is the same.)

Fourthly, hopefully you are able to see now that an auditory event that happens between two samples is not thrown away in the conversion to digital. Its timing information is preserved – only its frequency is band-limited. If you still don’t believe me, go listen to a digital recording (which is almost all recordings today) of a moving source – anything moving more than 7 mm will do*. If you can hear clicks in the sound as the source moves, then I’m wrong, and the arrival time of the sound is quantising to the closest sample. However, you won’t hear clicks (at least not because the source is moving), so I’m not wrong. Similarly, if digital audio quantised audio events to the nearest sample, an interpolated delay wouldn’t work – and since lots of people use “flanger” and “phaser” effects on their guitar solos with their weekend garage band, then I’m still right…

The conclusion

Hopefully, from now on, if you are having an argument about high resolution audio, and the person you’re arguing with says “but what about the timing information!? It’s lost at 44.1 kHz!” The correct response is to state (as calmly as possible) “BullS#!T!!”

Rant over.

* I said “7 mm” because I’m assuming a sampling rate of 48 kHz, and a speed of sound of 344 m/s. This means that the propagation distance in air is 344/48000 = 0.0071666 m per sample. In other words, if you’re running a 48 kHz signal out of a loudspeaker, the amplitude caused by a sample is 7 mm away when the next sample comes out.

Thought another way, if you have a stereo system, and your left loudspeaker is 7 mm further away from you than your right loudspeaker, at 48 kHz, you can delay the right loudspeaker by 1 sample to re-align the times of arrival of the two signals at the listening position.

On to Part 11

# “High-Res” Audio: Part 9: Filters at high frequencies

We’ve already seen that nothing can exist in the audio signal above the Nyquist frequency – one half of the sampling rate. But that’s the audio signal, what happens to filters? Basically, it’s the same – the filter can’t modify anything above the Nyquist frequency. However, the problem is that the filter doesn’t behave well to everything up to the Nyquist and then stop, it starts misbehaving long before that…

Let’s make a simple filter: a peaking filter where Fc=1 kHz, Gain = 12 dB, and Q=1. The magnitude response of that filter is shown in Figure 1.

What happens if we implement this filter with a sampling rate of 48 kHz and 192 kHz, and then look at the difference between the two? This is shown in Figure 2.

As you can see in Figure 2, the filter, centred at 1 kHz, is almost identical when running at 48 kHz and 192 kHz. So far so good. Now, let’s move Fc up to 10 kHz, as shown in Figure 3.

Take a look at the black plot on the top of Figure 3. As you can see there, the 48 kHz filter has a gain of 0 dB at 24 kHz – the Nyquist frequency. Looking at the red dotted line, we can see that the actual magnitude of the filter should have been more than +3 dB. Also, looking at the red line in the bottom plot, which shows the difference between the two curves, the 48 kHz filter starts deviating from the expected magnitude down around 1 kHz already.

So, if you want to implement a filter that behaves as you expect in the high frequency region, you’ll get better results easier with a higher sampling rate.

However, do not jump to the conclusion that this also means that you can’t implement a boost in high frequencies. For example, take a look at Figure 4, which shows a high shelving filter where Fc = 1 kHz, Gain = 12 dB and Q = 0.707.

As you can see in the bottom plot in Figure 4, the two filters in this case (one running at 48 kHz and the other at 192 kHz) have almost identical magnitude responses. (Actually, there is a small difference of about 0.013 dB…) However, if the Fc of the shelving filter moves to 10 kHz instead (keeping the other two parameters the same) then things do get different.

As can be seen there, there is a little over a 1 dB difference in the two implementations of the same filter.

Some comments:

• I’m not going to get into exactly why this happens. If you want to learn about it, look up “bilinear transform”. The short version of the issue is that these filters are designed to work in a system with an infinite sampling rate and bandwidth (a.k.a. analogue), but the band-limiting of an LPCM digital system makes things misbehave as you get near the Nyquist frequency.
• This does not mean that you cannot design a filter to get the response you want up to the Nyquist frequency.
If you look at the red dotted curve in Figure 3 and call that your “target”, it is possible to build a filter running at 48 kHz that achieves that magnitude response. It’s just a little more complicated that calculating the gain coefficients for the biquad and pretending as if you were normal. However, if you’re a DSP Engineer and your job is making digital filters (say, for correcting tweeter responses in a digitally active loudspeaker, for example) then dealing with this issue is exactly what you’re getting paid for – so you don’t whine about it being a little more complicated.
• The side-effect of this, however, is that, if you’re a lazy DSP engineer who just copies-and-pastes your biquad coefficient equations from the Internet, and you just plug in the parameters you want, you aren’t necessarily going to get the response that you think. Unfortunately, this is not uncommon, so it’s not unusual to find products where the high-frequency filtering measures a little strangely, probably because someone in development either wasn’t meticulous or didn’t know about this issue in the first place.

On to Part 10

# “High-Res” Audio: Part 8b: Filter Resolution

In the previous posting, we left off with this drawing of a biquad filter:

This is not the normal way to draw the signal flow inside a biquad, since it has a little too much information. Normally you see something like this:

or this:

In the versions I show above, the feed-forward half of the biquad comes first, and its output feeds the start of the feedback portion. It is also possible to reverse these, putting the feedback portion first, like this:

In theory, these different implementations will all result in the same output if you match the gain values. However, in practice, they are not the same, and this difference is where we need to look for this part of the discussion on high res audio.

Let’s say I want to make a simple filter that reduces bass in a fairly narrow frequency band. I can use a biquad to do this. For example, if I want a peaking filter that reduces 20 Hz by 12 dB, with a Q of 1, then I get a magnitude response that looks like this:

If I wanted to build this filter using a biquad in a system with a sampling rate of 48 kHz, it would have the following gain coefficients:

b0 = 0.998049357193933
b1 = -1.994783192754608
b2 = 0.996740671594426
a1 = -1.994783192754608
a2 = 0.994790028788359

We’ll also say that my biquad is implemented like the one shown in Figure 1, above… let’s take a look at that signal flow again:

I’ve highlighted a point inside the biquad using a red arrow. Let’s talk about the signal right there, in the middle of the processing…

In the last post, we talked about how, when the signal frequency is very low, a single sample delay has almost the same value at its output as its input, because the phase difference is so small for such a small time. So, let’s start with the (incorrect) assumption that, for those two feed-forward delays at the beginning, their outputs ARE equal to their inputs (because we’re starting with a low frequency). What happens when the input has a value of 1? Then the value at the red arrow is just the sum of the feed forward gains (because I multiplied each of them by 1 and added them together…)

In the case of the filter I described above, this value will be 0.000006836, which is a very small number. Also, if the value coming into the input of the biquad is less than 1, the value at the red arrow will be even smaller! This means that, if you come into the biquad with a low-frequency tone with a level of 0 dB FS, the level at that red arrow will be about -103 dB FS, which is very quiet. The feed-back portion of the biquad, after the red arrow, then has a lot of gain in it to bring the signal level back up towards 0 dB FS again.

So, the issue that we have here is that the FF (Feed Forward) portion of the biquad drops the level A LOT. And the FB portion increases the level A LOT, just to do something like a little 12 dB dip at 20 Hz.

The magnitude of the gains downwards and upwards in those two portions of the biquad are dependent on the parameters of the filter that we’re trying to make, however, we can generalise a little and say that:

• the lower the frequency
OR
• the higher the Q,
• then the bigger the gain down and up.

In other words, if you have a really low frequency dip, with a really high Q, then the level of the signal at that red arrow will be really low. REALLY low.

## How low can you go?

How low is “REALLY low”? let’s see:

Take a look at Figure 7, which shows some values for one example filter (peaking, Gain = -12 dB, variable Q and Fc, and the test frequency = Fc). Notice that when the Fc is 10 kHz, even at earn Q=32, the signal level at the middle of the biquad is about -38 dB FS or so. However, when the Fc is 20 Hz, it’s -140 dB FS… This is very low.

Now let’s try again at a higher sampling rate: 192 kHz.

Notice that when we do exactly the same thing running at 192 kHz, the signal levels inside the biquad get much lower. Now for a 20 Hz signal and a Q of 32, the level is around -163 dB FS – a drop of more than 20 dB for 4x the sampling rate.

Why does this happen? It’s because the filter doesn’t “know” that the signal is at 20 Hz. It only knows the relationship between the frequency and the sampling rate. So, in its little world, 20 Hz doesn’t exist. In a system running at 48 kHz, what exists is 20 / 48000 = 0.0004167. This is called the “normalised frequency” where the sampling rate is 1, DC is 0, and everything else is in between. (Note that some textbooks and software say that Nyquist = 1 instead of the sampling rate – but you just need to know what the convention is for the thing you’re reading…) This means that if the sampling rate goes up to 192 kHz, then the normalised frequency for 20 Hz is 20 / 192000 = 0.0001042 (1/4 of the value because the sampling rate was multiplied by 4).

## So what?

This is important. If you want to make a low-frequency, high-Q peaking filter in a digital system with a cut of 12 dB, you are forcing the signal to a very low level inside your filter, and then bringing it back up to a normal level again on the way out. If your processing is running with a limited resolution, (e.g. 16-bits, for example) then the signal level can approach or even go below the resolution of your system inside the biquad. This means that, when the signal’s level is raised again on the way out, it’s full of quantisation distortion, and you can’t get rid of it… This is bad.

There are different ways to solve this problem.

• Increase the resolution of your processing internally. For example, even though your input and output might only be running at 16-bits or 24-bits, maybe you need more resolution inside to make the results of the math better – or at least below the limitations of the input and output.
• Change the way the biquad is implemented. For example, if you use the implementation shown in Figure 4 (with the feedback before the feed-forward) instead of the one we used, then you don’t drop the signal level and raise it again, you do the opposite. This avoids your quantisation error problem. However, depending on the system, it might overload and clip the signal inside the biquad instead, so then you just end up with a different kind of distortion instead.
• Reduce your sampling rate to make it closer to your filter’s frequency. The problem I showed above is that the centre frequency of the filter is too far away from the sampling rate. If the sampling rate were lower, then this automatically makes the filter’s centre frequency “higher” in a normalised frequency scale, thus reducing the problem.
• Other, even more clever solutions that I won’t talk about because they’re not as simple.

This means (for example) that if you’re building a subwoofer with digital filtering, and you know for sure that NOTHING will come out of it above, say 1 kHz (just to pick a random number that’s far enough away from the typical 120 Hz that people normally use…) then it would be dumb to do the filtering at 192 kHz. It’s smarter to run its internal sampling rate at 2 kHz (because we only need to go up to 1 kHz; and we’re not considering anything other issues or artefacts in this posting.)

## P.S.

For this discussion, I used the specific example of a peaking filter with a gain of -12 dB, and I was varying the Q and the Fc. I was also measuring the level of the signal using a sine wave with a frequency that was the same as Fc in each case. However, the general lesson here about low frequency and high-Q filtering holds for other filter types and implementations as well.

# “High-Res” Audio: Part 8a: Filter resolution (The Setup…)

Almost every audio system has filters or equalisers in it for some reason or another. Originally, equalisers were named that because they were put in on long-distance telephone lines to make the balance of the frequency content more equal. Nowadays, we use equalisers to do things like add bass, or to add more bass.

In the “old days” audio filters were made by building circuits with resistors, capacitors, and inductors: if you choose the relationships between the values of these devices correctly, you can affect the magnitude response as you choose. The problem was production tolerances: if you take two resistors out of the package, and both are supposed to have the same resistance – they’ll be close, but they won’t be identical.

One of the great things about audio filters implemented in a digital system is that you don’t need to worry about variations as a result of production differences. Since digital filters are “just math”, you put the same equation in every device, and you get the same answer for the same input every time. (In the same way that, if I have two calculators on my desk, and I put “2 x 3″ into both of them, and press”=”, I’ll get the same answer on both devices.)

So, to start, let’s talk a little about how a digital filter works. Generally speaking, digital filters work by taking an audio signal, delaying it, changing the level, and adding the result back to the signal itself. Let’s take a simple example, shown in Figure 1.

Let’s say that, to start, we make the gain in that signal flow = 1, and set the delay to equal 1 sample. In this case:

• At a very low frequency, the output of the delay has almost exactly the same value as its input (because 1 sample is a phase difference of almost 0º at a low frequency). When you add a signal to (nearly) itself, you get twice the output – a gain of 6 dB.
• As the frequency of the input goes higher and higher, the delay (of 1 sample) is more and more significant, and therefore its output value gets more and more different from its input value.
• When the input signal’s frequency is 1/2 of the sampling rate, then a delay of 1 sample is equal to a 90º phase shift. When you add a sine wave to itself with a “delay” (actually a “phase shift”) of 90º, the result is a magnitude that is 3 dB higher than the original.
• When the input signal’s frequency is 1/3 of the sampling rate, then a delay of 1 sample is equal to a 120º phase shift. When you add a sine wave to itself with a “delay” (actually a “phase shift”) of 120º, there’s no change in the magnitude (the level).
• When the frequency is 1/2 the sampling rate, then each consecutive sample is 180º out of phase with the previous one, so the sum of the delay and the signal results in complete cancellation, and you get no output at all.

An example of the magnitude response plot of this is shown below in Figure 2.

If we reduce the gain to, say 0.5, then the effect of adding the delayed signal is reduced. The overall shape of the magnitude response is the same, it’s just less, as shown in Figure 3.

Notice in Figure 3 that the boost in the low end is less, and the dip in the high end is also less than in Figure 2. So, by adjusting the gain on the delayed signal that’s added to the original signal, we can adjust how much this filter is affecting the signal.

What happens when we change the delay? If we make it 2 samples instead of 1, then the phase difference between the output and the input of the delay will be bigger for a given frequency. This also means that the delay will be equivalent to a 180º phase shift at 1/4 Fs (instead of 1/2). Also, at 1/2 Fs, the delay will be equivalent to a 360º phase shift, so the signal adds constructively, just like it does in the low frequencies. So, the resulting magnitude response will look like Figure 4.

Again, if we reduce the gain, we reduce the effect of the filter, as can be seen in Figure 5.

Now let’s make things a little more complicated. We can add another delay and another gain to get a little more control of things.

I’m not going to get very detailed about this – but if each of those delays is just one sample long, and we only play with the gains g1 and g2, we can start getting some nice control over the response of this filter. Below are some examples of the results we can get with just this filter, playing with the gains.

So, as you can see, all I need to do is to play with those two gains to get some nice control over the magnitude response.

Up to now, everything I’ve done is to add a delayed copy of the input to itself. This is what is known as a “feed-forward” design because (as you can see in Figures 1 and 6) I’m feeding the signal forwards in the flow to be added to itself. However, if there’s a “feed-forward”, it must be because we want to distinguish it from a “feed-back” design.

This is a filter where we delay the output (instead of the input) multiply that by a gain, and add it to the signal, as shown in Figure 11.

This feedback means that, if the gain is not equal to zero, once a signal gets into the input, the output will last forever. This is why this kind of filter is called an infinite impulse response filter (or IIR filter): because if an impulse (a short spike) gets into it, there will be a signal at the output until the end of time (theoretically, at least…).

And, yes… the output of a filter without a feedback loop will eventually stop, which means it’s a finite impulse response filter (or FIR). Stop the input signal, wait for the last delay to send its signal through, and the output stops.

## So what?

Most filters in most digital audio devices are built on a combination of these two types of designs. If you take Figure 6 and you combine it with an extended version of Figure 11 (with two delays instead of just one) you get Figure 12:

This combination of FIR and IIR filters is a powerful little tool that forms the heart of almost every digital audio filter in the world. (yes, there are exceptions, but they’re definitely exceptions…). There are different ways to implement it (for example, you could put the IIR before the FIR, or you could re-draw it to share the delays) but the result is the same.

This little tool is what we call a “biquadratic filter” or “biquad” for short. (The reason it’s called that is that the effect it has on the signal (its “transfer function”) can be mathematically expressed as the ratio of two quadratic equations – but I will not say anything more about that.) Whenever developers are building a new digital audio device like a loudspeaker or a pair of headphones or a car audio system, it’s common in the early meetings to hear someone ask “how many biquads will we need?” which is a way of asking “how much processing power and memory will we need?” (In the same way that I can measure prices in pizzas, or when I was a kid I would ask “how many more Sesame Streets until we’re there?”)

At this point, you may be asking why I’ve gone through all of this, since I haven’t said anything about high resolution audio. The reason is that, in the next posting, we’ll look at what’s going on inside that biquad when you use it to do filtering – and how that changes, not only with the filters you’re building, but how they relate to the sampling rate and the bit depth…